FINSA – The exclusive professional liability insurance for financial service providers

Client advisors of non-FINMA supervised Swiss or foreign financial service providers having clients in Switzerland must generally register with the Swiss client advisor registry under the Swiss Financial Services Act. One of the key requirements for entry is the conclusion of a professional liability insurance with sufficient coverage.


We have created a very attractive insurance product that meets all the legal requirements and your needs – and all of that at very attractive terms!

This insurance product can exclusively be purchased through MOCK Versicherungstreuhand GmbH erhältlich.

Download the legal regulation

The obligation of liability insurance for customer advisors


  • Attractive premia, exclusively for selected financial service providers
  • Low deductible
  • Coverage of personal damage, property damage, and financial loss
  • Protection against financial damage arising from liablity claims
  • Defection of unjustified claims
  • Business liability insurance included
  • Comprehensive coverage including multiple additional services
  • Uncomplicated claims settlement on site

No.Client advisors
Insurance coverage Deductible Annual premium incl. 5% stamp tax Applicationform
1 VS CHF 500’000 CHF 5’000 CHF 940 Application PDF
2 – 4 VS CHF 1’500’000 CHF 5’000 CHF 2’500 Application PDF
5 – 8 VS CHF 3’000’000 CHF 5’000 CHF 5’600 Application PDF
9 – 12 VS CHF 10’000’000 CHF 20’000 CHF 14’000 Application PDF
Included additionl coverages according to the general insurance terms Sublimits
Protection against criminal law 50% Insurance coverage, max. CHF 500‘000
Liability for dishonest employees CHF 50’000
Legal protection insurance in case of investigations CHF 250’000
Loss of foreign documents CHF 250’000
Reputational costs CHF 250’000
Director and officer insurance with third parties (lump sum) *

*Coverage in case of insurance brokers not included.

50% of insurance coverage, max. CHF 1‘000‘000

(only covered if no seperate D&O insurance)

Breach of personal and intellectual property rights CHF 250’000
Emergency costs CHF 50’000
Compensation as witness (no deductible) CHF 750 per day on which a natural person is interrogated at court
Legal protection in supervisory or administrative procedures 50% of insurance coverage max. CHF ‘500‘000
Co- insurance of personal and property damage CHF 3‘000‘000 (with deductible- of CHF 300 for property damage)
Cyber CHF 250‘000